Financial

10-K Annual Report Review Checklist

Comprehensive checklist for reviewing SEC 10-K filings — covers risk factors, MD&A, financial statements, and disclosures.

Business Overview (Item 1)

Review business description for changes in strategy or operationsIdentify key products, services, and revenue segmentsNote competitive landscape and market position statementsCheck for regulatory environment changes affecting the business

Risk Factors (Item 1A)

Identify new risk factors added since the prior filingReview risk factors removed or de-emphasizedFlag industry-specific risks (cybersecurity, regulatory, supply chain)Note any risk factors related to pending litigation

MD&A (Item 7)

Analyze management discussion of revenue drivers and headwindsReview critical accounting estimates and policy changesCheck liquidity and capital resources discussionCompare management outlook with actual financial results

Financial Statements (Item 8)

Review auditor opinion for qualifications or going-concern languageAnalyze footnotes for accounting policy changesCheck segment reporting for profitability by business unitReview contingent liabilities and commitments

Governance & Compensation

Review executive compensation structure and performance metricsCheck related-party transaction disclosuresIdentify changes in board composition or committee assignmentsNote any shareholder proposals and board recommendations

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